Our client, a Management Consulting firm is in need of an experienced financial services professional to support the Records & Information Management team of a line of business.

Requirements & Qualifications:

• The resource must possess an active FINRA Series 99 certification.
• The resource must have experience in middle and back-office functions for large financial institutions and banks.
• The resource must have experience around change management and policies management.
• It is preferred, but not required for the resource to have experience within the records management, recordkeeping and / or information management.
• Ideally, the resource having experience in any of the following would be ideal: - Records Management / Recordkeeping - Information Management - Regulatory Compliance - Change Management in the space of information management, regulatory compliance and / or recordkeeping.